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S.E.C. v. LOCKE CAPITAL MANAGEMENT, INC.

C.A. No. 09-100 S.

794 F.Supp.2d 355 (2011)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. LOCKE CAPITAL MANAGEMENT, INC. and Leila C. Jenkins, Defendants.

United States District Court, D. Rhode Island.

June 30, 2011.

Attorney(s) appearing for the Case

Frank C. Huntington , Martin F. Healey , Michele T. Perillo , Naomi J. Sevilla , Securities and Exchange Commission, Boston, MA, for Plaintiff.

Leila C. Jenkins , Newport, RI, pro se.

OPINION AND ORDER

WILLIAM E. SMITH, District Judge.

Before the Court are cross-motions for summary judgment by Plaintiff Securities and Exchange Commission ("Commission" or "SEC") and Defendant Leila Jenkins. In this peculiar case, the Commission alleges that Jenkins concocted a Swiss client, created the appearance that the client had entrusted over one billion dollars to her company, and violated various securities laws. For the reasons explained below...

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