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FELLUS v. STERNE, AGEE & LEACH, INC.

No. 10 Civ. 8881(SAS).

783 F.Supp.2d 612 (2011)

James B. FELLUS, Petitioner, v. STERNE, AGEE & LEACH, INC., Respondent.

United States District Court, S.D. New York.

March 29, 2011.

Attorney(s) appearing for the Case

Eric R. Stern, Esq. , Sack & Sack, LLP, New York, NY, for Petitioner.

J. Michael Rediker, Esq. , Peter J. Tepley, Esq. , Reginald L. Jeter, Esq. , Haskell Slaughter Young & Rediker, LLC, Birmingham, AL, Leo Kayser, III, Esq. , Kayser & Redfern, LLP, New York, NY, for Respondent.

OPINION AND ORDER

SHIRA A. SCHEINDLIN, District Judge.

I. INTRODUCTION

James B. Fellus moves to confirm an arbitration award issued by a Financial Industry Regulatory Authority ("FINRA") arbitration panel against Sterne, Agee & Leach, Inc. ("SAL"), resolving a dispute arising from an employment agreement between the parties. In seeking confirmation, Fellus relies on the Federal Arbitration Act ("FAA").1 SAL...

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