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S.E.C. v. KRAMER

Case No. 8:09-cv-455-T-23TBM.

778 F.Supp.2d 1320 (2011)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Kenneth R. KRAMER, et al., Defendants.

United States District Court, M.D. Florida, Tampa Division.

April 1, 2011.

Attorney(s) appearing for the Case

Amie Riggle Berlin , Drew Douglas Panahi , James Michael Carlson , Securities & Exchange Commission, Miami, FL, for Plaintiff.

Brent C. Kovar , Palm Springs, CA, pro se.

Glenn A. Kovar , Johns Creek, GA, pro se.

James S. Kent , Parrish, FL, pro se.

Barton S. Sacher , Joseph A. Sacher , Sacher, Zelman, Hartman, Paul, Beiley & Rolnick, PA, Miami, FL, for Defendants.

ORDER

STEVEN D. MERRYDAY, District Judge.

The Commission sues (Doc. 1) to permanently enjoin the defendant Kenneth R. Kramer from violating the broker registration requirement under Section 15(a)(1) of the Exchange Act, 15 U.S.C. § 78o ("Section 15(a)"). The Commission also seeks a penny stock bar, disgorgement, pre-judgment interest, and a civil penalty. A bench trial, during which the Commission...

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