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S.E.C. v. WOODRUFF

Civil Action No. 05-cv-00480-MSK-CBS.

778 F.Supp.2d 1073 (2011)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Robert S. WOODRUFF, Afshin Mohebbi, James J. Kozlowski, and Frank T. Noyes, Defendants.

United States District Court, D. Colorado.

March 31, 2011.

Attorney(s) appearing for the Case

Patricia E. Foley , Polly Arlene Atkinson , Thomas J. Krysa , Christopher Pickman Friedman , Mary S. Brady , U.S. Securities & Exchange Commission, Denver, CO, for Plaintiff.

James D. Miller , Clifford Chance, U.S. LLP, Andrew M. Good , John K. Carroll , Steven R. Glaser , Skadden, Arps, Slate, Meagher & Flom, LLP, New York, NY, Jonathan J. Frankel , Steese, Evans & Frankel, PC, Washington, DC, Kevin D. Evans , Phillip L. Douglass , Steese, Evans & Frankel, PC, Forrest W. Lewis , Forrest W. Lewis, P.C., Denver, CO, for Defendants.

Paul R. Grand , Jasmine Juteau , Morvillo, Abramowitz , Grand, Iason, Anello & Bohrer, P.C., New York, NY, for Defendant Afshin Mohebbi.

OPINION AND ORDER GRANTING, IN PART, MOTIONS FOR SUMMARY JUDGMENT

MARCIA S. KRIEGER, District Judge.

THIS MATTER comes before the Court pursuant to Mr. Kozlowski's Motion for Summary Judgment (#638), the SEC's response (# 667), and Mr. Kozlowski's reply (# 680); Mr. Noyes' Motion for Summary Judgment (#644), the SEC's response (#668), and Mr. Noyes' reply (#682); Mr. Woodruff's Motion for Summary...

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