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McGRAW v. WACHOVIA SECURITIES, L.L.C.

No. C 08-2064-MWB.

756 F.Supp.2d 1053 (2010)

Thomas M. and Nancy N. McGRAW, Donald Harms, Patricia Pestka, and Dale Montross, Plaintiffs, v. WACHOVIA SECURITIES, L.L.C., as Successor-in-Interest to A.G. Edwards, Inc., and Wells Fargo Investment Group, Inc., as Successor-in-Merger to Securities Corporation of Iowa, Defendants.

United States District Court, N.D. Iowa, Eastern Division.

December 22, 2010.

Attorney(s) appearing for the Case

Kimberly Pieters Knoshaug , R. Jeffrey Lewis , Lewis Webster Johnson & Van Winkle, Peter S. Cannon , Cannon Law Firm, Des Moines, IA, for Plaintiffs.

Adam Hochschild , Richard H. Kuhlman , Bryan Cave LLP, St. Louis, MO, Kevin J. Visser , Simmons Perrine Moyer Bergman PLC, Cedar Rapids, IA, for Defendants.

MEMORANDUM OPINION AND ORDER REGARDING CROSS-MOTIONS FOR SUMMARY JUDGMENT

MARK W. BENNETT, District Judge.

                             TABLE OF CONTENTS

 I. INTRODUCTION .............................................................. 1057
     A. Factual Background .................................................... 1057
     B. Procedural Background ........................

                    
                    
                    

                        

                            

                                
                            

                            

                                

                                    
    
                                        
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