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S.E.C. v. APUZZO

Civil No. 3:07CV1910(AWT).

758 F.Supp.2d 136 (2010)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Joseph F. APUZZO, Defendant.

United States District Court, D. Connecticut.

December 20, 2010.

Attorney(s) appearing for the Case

John B. Hughes , U.S. Attorney's Office, New Haven, CT, Charles D. Stodghill , Lesley B. Atkins , Securities & Exchange Commission, Washington, DC, for Plaintiff.

Patrick J. McHugh , Richard S. Gora , Finn Dixon & Herling, Stamford, CT, Maureen P. Reid , Seth T. Taube , Baker & Botts, LLP, New York, NY, for Defendant.

RULING ON MOTION TO DISMISS

ALVIN W. THOMPSON, District Judge.

The Securities and Exchange Commission (the "SEC") brings this action pursuant to §§ 21(d) and 21(e) of the Exchange Act, 15 U.S.C. § 78u(d) and (e), against Joseph F. Apuzzo ("Apuzzo"), the former chief financial officer of Terex Corporation ("Terex"), alleging that he aided and abetted a fraudulent accounting scheme involving...

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