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SECURITIES AND EXCHANGE COMMISSION v. SCHROEDER

No. C 07-03798 JW.

Securities and Exchange Commission, Plaintiff, v. Kenneth L. Schroeder, Defendant.

United States District Court, N.D. California, San Jose Division.

November 17, 2010.

ORDER DENYING PLAINTIFF'S MOTION FOR DIRECTOR AND OFFICER BAR

JAMES WARE, District Judge.

I. INTRODUCTION

The Securities and Exchange Commission ("SEC") brought this civil enforcement action against Kenneth L. Schroeder ("Defendant") alleging, inter alia, violations of § 10(b) of the Securities and Exchange Act of 1934 and various SEC rules. The SEC alleges that Defendant unlawfully backdated options grants and...

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