S.E.C. v. RYAN

Civ. No. 1:10-CV-513 (NAM/RFT).

747 F.Supp.2d 355 (2010)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Matthew John RYAN and Prime Rate and Return, LLC, individually and doing business as American Integrity Financial Co., Defendants.

United States District Court, N.D. New York.

October 20, 2010.

Attorney(s) appearing for the Case

U.S. Securities & Exchange Commission, Preethi Krishnamurthy, Esq. , of Counsel, New York, NY, for Plaintiff.

Matthew John Ryan , Cropseyville, NY, pro se.

Lemery Greisler LLC, Paul A. Levine, Esq. , of Counsel, Albany, NY, for Defendant Prime Rate and Return, LLC.

The Bosman Law Firm, L.L.C., Beth A. Locastro, Esq. , T. Padric Moore, Esq. , of Counsel, Rome, NY, for Bosman & Associates, PLLC.


RANDOLPH F. TREECE, United States Magistrate Judge.

On May 3, 2010, the Securities and Exchange Commission (hereinafter "SEC") filed a Complaint against Matthew John Ryan (hereinafter "Ryan") and Prime Rate and Return, LLC (hereinafter "Prime Rate"), seeking to stop an alleged ongoing fraud purportedly being perpetrated by these Defendants upon senior citizens who were seeking fixed income investments. Dkt. No. 1, Compl...

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