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U.S. S.E.C. v. BROWN

Civil Action No. 09-1423 (GK).

740 F.Supp.2d 148 (2010)

UNITED STATES SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Elaine M. BROWN, et al., Defendants.

United States District Court, District of Columbia.

September 27, 2010.

Attorney(s) appearing for the Case

Arthur Samuel Lowry , U.S. Securities & Exchange Commission, Washington, DC, for Plaintiff.

Justin P. Murphy , Thomas A. Hanusik , Crowell & Moring, LLP, Roger Eric Zuckerman , C. Evan Stewart , Shawn P. Naunton , Zuckerman Spaeder, LLP, Washington, DC, for Defendants.

Sarah Alyssa Altschuller , Foley Hoag, LLP, Stephen J. Crimmins , K & L GATES LLP, Washington, DC, for Interested Party.

MEMORANDUM OPINION

GLADYS KESSLER, District Judge.

Plaintiff United States Securities and Exchange Commission ("SEC") brings this action against Defendants1 Elaine M. Brown and Gary A. Prince alleging violations of the Securities Act of 1933 ("Securities Act"), 15 U.S.C. § 77a et seq., the Securities Exchange Act of 1934 ("Exchange Act"), 15 U.S.C. § 78a...

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