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FAIT v. REGIONS FINANCIAL CORP.

No. 09 Civ. 3161(LAK).

712 F.Supp.2d 117 (2010)

Alfred FAIT, Plaintiff, v. REGIONS FINANCIAL CORP., et al., Defendants.

United States District Court, S.D. New York.

May 10, 2010.

Attorney(s) appearing for the Case

Andrew J. Brown , Eric I. Niehaus , Lucas F. Olts , Samuel H. Rudman , David A. Rosenfeld , Coughlin Stoia Geller Rudman & Robbins LLP, for Plaintiff.

David B. Tulchin , William J. Snipes , Claire E. Hunter , Florence J. Goal , Sullivan & Cromwell LLP, for the Regions Defendants.

Stanley J. Parzen , John J. Tharp, Jr. , James C. Schroeder , J. Bishop Grewell , Mauricio A. Espana , Mayer Brown LLP, for Defendant Ernst & Young LLP.

MEMORANDUM OPINION

LEWIS A. KAPLAN, District Judge.

This is a purported class action for alleged violations of the Securities Act of 1933 (the "Securities Act") by a bank holding company, its subsidiary, its directors, its auditor, and the investment banks that underwrote its April 2008 offering of Trust Preferred Securities (the "Offering"). The amended complaint alleges that the registration statement and prospectus supplement for the offering (the "Offering...

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