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S.E.C. v. WHITTEMORE

Civil Action No. 05-869 (RMC).

691 F.Supp.2d 198 (2010)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. David E. WHITTEMORE, Whittemore Management, Inc., and Peter S. Cahill, Defendants.

United States District Court, District of Columbia.

March 9, 2010.

Attorney(s) appearing for the Case

Alan M. Lieberman, Andrea Bellaire, John D. Worland, Jr., U.S. Securities and Exchange Commission, Washington, DC, for Plaintiff.

Eric Christopher Rusnak, Stephen Gregory Topetzes, K&L Gates LLP, Washington, DC, for David E. Whittemore, Whittemore Management, Inc.

Peter S. Cahill, Houston, TX, pro se.

Russell G. Ryan, King & Spalding, LLP, Washington, DC, for Peter S. Cahill.

MEMORANDUM OPINION

ROSEMARY M. COLLYER, District Judge.

As a result of a civil judgment based on securities fraud pursuant to a "pump and dump" scheme, the Securities and Exchange Commission moves for disgorgement and penalties against Defendants Peter S. Cahill, David E. Whittemore, and Whittemore Management, Inc. ("WMI").1 Defendants each filed a Consent to the entry of judgment restraining and enjoining them from violating...

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