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UBS SECURITIES LLC v. VOEGELI

No. 09 Civ. 8872 (DLC).

684 F.Supp.2d 351 (2010)

UBS SECURITIES LLC, Plaintiff, v. Fridolin VOEGELI, Marcel Grubenmann, Hans-Felix Voegeli, Thomas Bachmann, Felix Scherrer, Primus Fellmann, Marco Gemma, and Ernesto Surbeck, Defendants.

United States District Court, S.D. New York.

January 26, 2010.

Attorney(s) appearing for the Case

Robert J. Giuffra, Jr., Brent J. McIntosh, Sullivan & Cromwell LLP, New York, NY, for Plaintiff.

Simon S. Kogan, Staten Island, NY, for Defendants.

OPINION & ORDER

DENISE COTE, District Judge:

Plaintiff UBS Securities LLC ("UBS Securities") brings this action for declaratory and injunctive relief to enjoin defendants from pursuing claims against UBS Securities in a Financial Industry Regulatory Authority ("FINRA") arbitration proceeding. For the following reasons, UBS Securities is granted a declaratory judgment and permanent injunction restraining defendants from prosecuting their claims...

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