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FIERO v. FINANCIAL INDUSTRY REGULATORY AUTH., INC.

No. 08 Civ. 1298 (VM).

638 F.Supp.2d 372 (2009)

John J. FIERO and Fiero Brothers, Inc., Plaintiffs, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Defendant.

United States District Court, S.D. New York.

July 24, 2009.

Attorney(s) appearing for the Case

Brian Dale Graifman, Gusrae, Kaplan, Brano & Nusbaum, PLLC, New York, NY, for Plaintiffs.

Terri L. Reicher, National Association of Securities Dealers, Washington, DC, for Defendant.

DECISION AND ORDER

VICTOR MARRERO, District Judge.

By Order dated March 30, 2009, the Court granted the motion of Financial Industry Regulatory Authority, Inc. ("FINRA") to dismiss the declaratory judgment action brought by John J. Fiero and Fiero Brothers, Inc.'s (the "Fieros"), denied the Fieros' motion to dismiss FINRA's counterclaim and directed the Clerk of Court to close the case. The Court's findings, reasoning and conclusions were set forth...

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