S.E.C. v. LINES

No. 07 Civ. 11387(DLC).

669 F.Supp.2d 460 (2009)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Brian N. LINES, Scott G.S. Lines, LOM (Holdings) Ltd., Lines Overseas Management Ltd., LOM Capital Ltd., LOM Securities (Bermuda) Ltd., LOM Securities (Cayman) Ltd., LOM Securities (Bahamas) Ltd., Anthony W. Wile, Wayne E. Wile, Robert J. Chapman, William Todd Peever, Phillip James Curtis, and Ryan G. Leeds, Defendants.

United States District Court, S.D. New York.

November 13, 2009.


Attorney(s) appearing for the Case

David Williams, Justin Chretien, Securities and Exchange Commission, Washington, DC, for Plaintiff.

Philip Smith, Kate Woodall, Patton Boggs LLP, New York, NY, for Defendant Brian N. Lines.


OPINION & ORDER

DENISE COTE, District Judge:

Invoking Rule 4.2(a) of the American Bar Association's Model Rules of Professional Conduct, defendant Brian N. Lines ("Lines") has moved for a protective order to avoid producing a tape recording of his conversation with the Securities and Exchange Commission ("SEC") during its investigation of stock manipulation. For the following reasons, Lines's motion is denied. Background

The SEC alleges...

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