COOK v. U.S. SECURITIES AND EXCHANGE COM'N

No. 09-mc-80 (MJD/JJK).

664 F.Supp.2d 997 (2009)

Trevor COOK, Plaintiff, v. UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Defendant.

United States District Court, D. Minnesota.

October 22, 2009.


Attorney(s) appearing for the Case

John D. Thompson, Oberman Thompson & Segal, LLC, for Plaintiff.

Melinda Hardy, Assistant General Counsel, Kristin S. Mackert, Special Trial Counsel, Laura E. Walker, Senior Counsel and John E. Birkenheier, Regional Trial Counsel and Robyn A. Millenacker, Assistant United States Attorney, for the Securities and Exchange Commission.


MEMORANDUM OPINION AND ORDER

MICHAEL J. DAVIS, Chief Judge.

This matter is before the Court upon Plaintiff Trevor Cook's ("Cook") motion to stay the Securities and Exchange Commission's ("SEC") non public investigation styled as In re the Matter of Universal Brokerage FX, Inc., C-07471 (SEC Ex. A) pending the resolution of any criminal investigation against Cook.

Factual Background

In May 2009, the SEC commenced an investigation...

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