No. 08 Civ. 1298 (VM).

606 F.Supp.2d 500 (2009)

John J. FIERO & Fiero Brothers, Inc., Plaintiffs, v. FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., Defendant.

United States District Court, S.D. New York.

April 2, 2009.

Attorney(s) appearing for the Case

Brian Dale Graifman, Gusrae, Kaplan, Bruno & Nusbaum, PLLC, New York, NY, for Plaintiffs.

Terri L. Reicher, National Association of Securities Dealers, Washington, DC, for Defendant.


VICTOR MARRERO, District Judge.

Plaintiffs John J. Fiero ("Fiero") and Fiero Brothers, Inc. ("Fiero Brothers") (collectively the "Fieros") brought this action against defendant Financial Industry Regulatory Authority, Inc. ("FINRA") seeking a judgment declaring that FINRA cannot recover financial penalties that FINRA imposed on the Fieros following a disciplinary proceeding. FINRA counterclaims to collect those same penalties. Now...

Let's get started

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases