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HOFFMAN v. UBS-AG

Nos. 05 Civ. 6817 (LBS), 05 Civ. 7027 (LBS), 05 Civ. 8448 (LBS).

591 F.Supp.2d 522 (2008)

Michael HOFFMAN, Susan Hoffman, and Yakov Prager, on behalf of themselves and all others similarly situated, Plaintiffs, v. UBS-AG, et al., Defendants.

United States District Court, S.D. New York.

October 22, 2008.

Attorney(s) appearing for the Case

Janine Lee Pollack, Jerome M. Congress, Steven G. Schulman, Tatiana V. Rodriguez, Milberg LLP, Joseph Harry Weiss, Weiss & Lurie, Jules Brody, Mark Levine, Stull Stull & Brody, Kim Elaine Miller, Kahn Gauthier Swick, LLC, Michael Robert Reese, Reese Richman, LLP, Brian Philip Murray, Murray, Frank & Sailer, LLP, Kim Elaine Miller, Kahn Gauthier Swick, LLC, New York, NY, Joseph G. Dell, Dell & Little, L.L.P., Garden City, NY, for Plaintiffs.

Christopher Nicholas Manning, Williams & Connolly LLP, John K. Villa, Washington, DC, Deborah Salzberg, Richard Carl Schoenstein, Paul, Hastings, Janofsky & Walker LLP, Martin B. Klotz, Willkie Farr & Gallagher LLP, Eric Rieder, Edward Dean Greim, Bryan Cave LLP, New York, NY, for Defendants.

OPINION AND ORDER

SAND, District Judge.

Plaintiffs in this case purchased shares of mutual funds sold by UBS Financial Services Inc. ("UBSFS") or participated in a UBS financial plan between May 1, 2000 and April 20, 2005 ("Class Period").1 Plaintiffs bring a class action lawsuit2 against the following parties: UBSFS, a registered broker-dealer...

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