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S.E.C. v. GASTAUER

No. 22-1865.

93 F.4th 1 (2024)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellee, v. Raimund GASTAUER, Relief-Defendant, Appellant, Roger Knox; Wintercap S.A.; Michael T. Gastauer; WB21 US Inc.; Silverton SA Inc.; C Capital Corp.; Wintercap SA Inc.; B2 Cap Inc., Defendants, Simone Gastauer Foehr; B21 Ltd.; Shamal International FZE; WB21 DMCC, Relief-Defendants.

United States Court of Appeals, First Circuit.

February 9, 2024.

Attorney(s) appearing for the Case

Alex H. Loomis , with whom William D. Weinreb and Quinn Emanuel Urquhart & Sullivan, LLP were on brief, for appellant.

Archith Ramkumar , Appellate Counsel, Securities & Exchange Commission, with whom Megan Barbero , General Counsel, John W. Avery , Deputy Solicitor, and Theodore J. Weiman , Senior Appellate Counsel were on brief, for appellee.

Before Kayatta, Howard, and Rikelman, Circuit Judges.

Raimund Gastauer ("Gastauer") is a German citizen who resides in Germany. He has never been to Massachusetts. In fact, he has had no contact with the United States since before 2009, when he last visited as a tourist. The United States District Court for the District of Massachusetts...

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