U-NEST HOLDINGS v. ASCENSUS COLLEGE SAVINGS

No. 23-1229.

82 F.4th 61 (2023)

U-NEST HOLDINGS, INC., Plaintiff, Appellant, v. ASCENSUS COLLEGE SAVINGS RECORDKEEPING SERVICES, LLC, Defendant, Appellee.

United States Court of Appeals, First Circuit.

September 22, 2023.


Attorney(s) appearing for the Case

Joseph A. Farside, Jr. , with whom Alexandra G. Lancey and Locke Lord LLP were on brief, for appellant.

Marc DeSisto , with whom DeSisto Law LLC, Mitchell R. Edwards , and Hinckley Allen & Snyder LLP were on brief, for appellee.

Before Barron, Chief Judge, Lynch and Howard, Circuit Judges.


In a case filed in 2021 in the United States District Court for the District of Rhode Island, U-Nest Holdings, Inc., claimed that its suit was not foreclosed by a judgment entered on February 4, 2020, in a 2019 federal court action. That judgment had embodied a prior state court settlement agreement. In the 2021 case, U-Nest...

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