U.S. S.E.C. v. SARGENT

No. 22-1596.

66 F.4th 11 (2023)

U.S. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Appellant, v. Henry B. SARGENT, Defendant, Appellee, Frederick M. Mintz; Alan P. Fraade; Joseph J. Tomasek; Patrick Giordano, Defendants.

United States Court of Appeals, First Circuit.

April 18, 2023.


Attorney(s) appearing for the Case

Paul G. Alvarez , Senior Appellate Counsel, with whom Dan M. Berkovitz , General Counsel, and Michael A. Conley , Solicitor, were on brief, for appellant.

Peter R. Ginsberg , with whom Christopher R. Neff , and Moskowitz & Book LLP, were on brief, for appellee.

Before Barron, Chief Judge, Lynch and Gelpí, Circuit Judges.


A party to a civil jury trial has the right under Federal Rule of Civil Procedure 48(c) to request that the district court individually poll each juror after the jury has returned a verdict to confirm that each juror agrees with the verdict that was announced. The question presented in this interlocutory appeal is whether a...

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