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SCOTT v. VANTAGE CORP.

Nos. 21-2596 and 21-2647.

64 F.4th 462 (2023)

Tara SCOTT; Wilson Carter, individually and as Trustee of the Bailey Middleton Carter 2009 Trust, the Mary Wilson Carter 2009 Trust, and the Wilson M. Carter 1988 Trust, Appellants in No. 21-2596 v. VANTAGE CORPORATION; Vantage Advisory Management, LLC; VF(X), LP; Tradelogix, LLC; Brian Askew; *Gerald Finegold, Brian Askew, Appellant in No. 21-2647 *(Dismissed pursuant to Court's order dated 11/8/2021).

United States Court of Appeals, Third Circuit.

(Filed: April 5, 2023).

Attorney(s) appearing for the Case

Thomas A. Uebler , McCollom D'Emilio Smith Uebler, 2751 Centerville Road, Suite 401, Wilmington, DE 19808, Craig H. Kuglar , Suite A102-353, 931 Monroe Drive NE, Atlanta, GA 30308, Counsel for Appellant/Cross-Appellee Brian Askew.

S. Lawrence Polk , Eversheds Sutherland, 999 Peachtree Street, N.E., Suite 2300, Atlanta, GA 30309, Counsel for Appellees/Cross-Appellants Tara Scott and Wilson Carter.

Before: RESTREPO, McKEE, and SMITH, Circuit Judges.

OPINION OF THE COURT

We address here both an appeal and a cross-appeal, each requiring us to examine the interplay between the Private Securities Litigation Reform Act of 1995 ("PSLRA")1 and Federal Rule of Civil Procedure 11 ("Rule 11"). Plaintiffs Tara Scott and Wilson Carter ("Plaintiffs...

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