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US SECURITIES & EXCHANGE COM'N v. LEMELSON

No. 22-1630.

57 F.4th 17 (2023)

US SECURITIES & EXCHANGE COMMISSION, Plaintiff, Appellee, v. Gregory LEMELSON, a/k/a Father Emmanuel Lemelson; Lemelson Capital Management, LLC, Defendants, Appellants, The Amvona Fund, LP, Defendant.

United States Court of Appeals, First Circuit.

January 3, 2023.

Attorney(s) appearing for the Case

Kevin P. Martin , with whom William E. Evans III , Goodwin Procter LLP, Douglas S. Brooks , Brian J. Sullivan , Thomas M. Hoopes , and Libby Hoopes Brooks, P.C. were on brief, for appellants.

Ezekiel L. Hill , Attorney, Securities and Exchange Commission, with whom Dan M. Berkovitz , General Counsel, John W. Avery , Deputy Solicitor, and Paul G. Alvarez , Senior Appellate Counsel, were on brief, for appellee.

Before Kayatta, Lynch, and Gelpí, Circuit Judges.

The U.S. Securities and Exchange Commission (the "SEC") brought a civil enforcement action against Gregory Lemelson, also known as Father Emmanuel Lemelson ("Lemelson"); Lemelson Capital Management, LLC; and the Amvona Fund, LP. After trial, the jury found Lemelson liable for three untrue statements of a material fact in violation...

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