BLOOMBERG L.P. v. SECURITIES AND EXCHANGE COM'N

No. 21-1088.

45 F.4th 462 (2022)

BLOOMBERG L.P., Petitioner v. SECURITIES AND EXCHANGE COMMISSION, Respondent Financial Industry Regulatory Authority, Intervenor.

United States Court of Appeals, District of Columbia Circuit.

Decided August 16, 2022.


Attorney(s) appearing for the Case

Keith Bradley argued the cause for petitioner. With him on the briefs was ScheLeese Goudy.

Thomas A. Burns was on the brief for amicus curiae Healthy Markets Association in support of petitioner.

Theodore J. Weiman , Senior Litigation Counsel, Securities and Exchange Commission, argued the cause for respondent. With him on the brief were Michael A. Conley , Solicitor, and Tracey A. Hardin , Assistant General Counsel.

Nowell D. Bamberger was on the brief for intervenor Financial Industry Regulatory Authority, Inc. in support of respondent. Giovanni P. Prezioso entered an appearance.

Paul S. Mishkin and David B. Toscano were on the brief for amici curiae Intercontinental Exchange, Inc., et al. in support of respondent.

Before: Wilkins, Katsas and Jackson, Circuit Judges.


Petitioner Bloomberg L.P. ("Bloomberg") seeks review of the Securities and Exchange Commission's (the "Commission" or "SEC") decision to approve new reporting requirements proposed by the Financial Industry Regulatory Authority, Inc. ("FINRA"), Intervenor-for-Respondent, affecting underwriter members in the corporate bond...

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