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MURRAY v. UBS SECURITIES, LLC

Docket Nos. 20-4202(Lead), 21-56(Con) August Term, 2021.

43 F.4th 254 (2022)

Trevor MURRAY, Plaintiff-Appellee-Cross-Appellant, v. UBS SECURITIES, LLC, UBS AG, Defendants-Appellants-Cross-Appellees.

United States Court of Appeals, Second Circuit.

Decided: August 5, 2022.

Attorney(s) appearing for the Case

Thomas G. Hungar ( Christopher Smith , Anna Casey , Gibson, Dunn & Crutcher LLP, Washington, D.C.; Gabrielle Levin , Gibson, Dunn & Crutcher LLP, New York, NY, on the brief), Gibson, Dunn & Crutcher LLP, Washington, D.C., for Defendants-Appellants-Cross-Appellees.

Robert L. Herbst ( Robert B. Stulberg , Patrick J. Walsh , Stulberg & Walsh, LLP, New York, NY; Scott A. Korenbaum , New York, NY; Benjamin J. Ashmore, Sr. , Herbst Law PLLC, New York, NY, on the brief), Herbst Law PLLC, New York, NY, for Plaintiff-Appellee-Cross-Appellant.

Before: Park, Menashi, and Pérez, Circuit Judges.

Plaintiff Trevor Murray claims that UBS Securities, LLC and UBS AG (together, "UBS") fired him in retaliation for reporting alleged fraud on shareholders to his supervisor. Murray sued UBS under the whistleblower protection provision of the Sarbanes-Oxley Act ("SOX"), 18 U.S.C. § 1514A, and he ultimately prevailed at trial...

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