S.E.C. v. HALLAM

No. 21-10222.

42 F.4th 316 (2022)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Parker R. HALLAM, Defendant-Appellant.

United States Court of Appeals, Fifth Circuit.

Filed July 19, 2022.


Attorney(s) appearing for the Case

Theodore Joseph Welman , U.S. Securities & Exchange Commission, Washington, DC, B. David Fraser , Senior Attorney, U.S. Securities & Exchange Commission, Fort Worth, TX, for Plaintiff-Appellee.

S. Michael McColloch , S. Michael McColloch, P.L.L.C., Dallas, TX, Karen L. Cook , Karen Cook, P.L.L.C., Dallas, TX, for Defendant-Appellant.

Before Smith, Elrod, and Oldham, Circuit Judges.


Parker Hallam helped run a thicket of ersatz energy companies. When the SEC sued him for numerous securities violations, he agreed not to contest liability, and he agreed to certain remedies at a high level of generality. He appeals the particulars of the remedies ordered by the district court. Among other things,...

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