ROSS v. S.E.C.

No. 21-1165.

34 F.4th 1114 (2022)

Eugene C. ROSS, Appellant v. SECURITIES AND EXCHANGE COMMISSION, Appellee.

United States Court of Appeals, District of Columbia Circuit.

Decided May 27, 2022.


Attorney(s) appearing for the Case

Stephen M. Kohn argued the cause for appellant. With him on the briefs were David K. Colapinto and Kayla Svihovec .

John R. Rady , Attorney, U.S. Securities and Exchange Commission, argued the cause for appellee. With him on the brief were Dan M. Berkovitz , General Counsel, John W. Avery , Deputy Solicitor, and Stephen G. Yoder , Senior Litigation Counsel.

Before: Henderson, Rogers and Wilkins, Circuit Judges.


Eugene Ross appeals a United States Securities and Exchange Commission (SEC or Commission) order denying his application for a whistleblower award resulting from a successful SEC enforcement action. He contends that he voluntarily provided original information to the SEC that led to the successful enforcement...

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