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CAPUTO v. WELLS FARGO ADVISORS, LLC

No. 20-3059.

CHRISTOPHER N. CAPUTO, Appellant, v. WELLS FARGO ADVISORS, LLC.

United States Court of Appeals, Third Circuit.

Opinion filed: May 9, 2022.

Attorney(s) appearing for the Case

Timothy W. Bergin [ARGUED], Potomac Law Group, 1300 Pennsylvania Ave., N.W., Suite 700, Washington, D.C. 20004, Mark A. Kriegel , 1479 Pennington Road, Ewing, NJ 08618, Counsel for Appellant.

Megan M. Christensen , Yio Kyung Lee Jonathan A. Scobie [ARGUED] Stevens & Lee, Princeton Pike Corporate Center 100 Lenox Drive Suite 200 Lawrenceville, NJ 08648, Counsel for Appellee.

Before: CHAGARES, BIBAS and FUENTES,

NOT PRECEDENTIAL

OPINION*

Petitioner-Appellant Christopher N. Caputo appeals the District Court's order denying his motion to vacate an arbitration award issued in favor of Respondent-Appellee Wells Fargo Advisors, LLC ("Wells Fargo") and granting Wells Fargo's cross...

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