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DOE v. S.E.C.

No. 21-1097 Consolidated with 21-1098.

28 F.4th 1306 (2022)

Jane DOE, Petitioner v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided March 25, 2022.

Attorney(s) appearing for the Case

Max Maccoby argued the cause and filed the briefs for petitioner.

Brooke Wagner , Senior Counsel, Securities and Exchange Commission, argued the cause for respondent. With her on the brief were Michael A. Conley , Solicitor, and Stephen G. Yoder , Senior Litigation Counsel.

Opinion concurring in the judgment filed by Circuit Judge Henderson.

The petitioners seek review of a Securities and Exchange Commission (SEC or Commission) order denying their applications for whistleblower awards resulting from a successful SEC enforcement action. They contend that the SEC adopted an unreasonably narrow interpretation of its regulation governing the whistleblower...

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