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WARFIELD v. ICON ADVISERS, INC.

No. 20-1690.

26 F.4th 666 (2022)

James WARFIELD, Plaintiff-Appellant, v. ICON ADVISERS, INC; Icon Distributors, Inc., Defendants-Appellees.

United States Court of Appeals, Fourth Circuit.

Decided: February 24, 2022.

Attorney(s) appearing for the Case

ARGUED: Christopher S. Edwards , WARD & SMITH, PA, Wilmington, North Carolina, for Appellant. Jonathan Woodward Yarbrough , CONSTANGY, BROOKS, SMITH & PROPHETE LLP, Asheville, North Carolina, for Appellee. ON BRIEF: Gary J. Rickner , WARD & SMITH, PA, Raleigh, North Carolina, for Appellant.

Reversed by published opinion. Judge Motz wrote the opinion, in which Judge Thacker and Judge Quattlebaum joined.

James Warfield, a securities broker, contended before an arbitration panel that his former employer, ICON Advisers, Inc., and a related corporation, ICON Distributors, Inc., (together, "ICON") wrongfully terminated him without just cause. The panel awarded him $1,186,975. Warfield moved to enforce the award in...

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