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S.E.C. v. BLACKBURN

No. 20-30464.

15 F.4th 676 (2021)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Ronald L. BLACKBURN; Bruce A. Gwyn; Michael A. Mulshine, Defendants-Appellants.

United States Court of Appeals, Fifth Circuit.

FILED October 12, 2021.

Attorney(s) appearing for the Case

Daniel Staroselsky , U.S. Securities & Exchange Commission, Washington, DC, Jennifer Dianne Reece , U.S. Securities & Exchange Commission, Fort Worth District Office, Fort Worth, TX, for Plaintiff-Appellee.

Andrew Lewis Kramer, Esq. , New Orleans, LA, for Defendant-Appellant Bruce A. Gwyn.

Henry L. Klein, I, Esq. , New Orleans, LA, for Defendants-Appellants Ronald L. Blackburn, Michael A. Mulshine.

Before Dennis, Higginson, and Costa, Circuit Judges.

The Securities and Exchange Commission charged these three defendants and others with selling unregistered securities and misleading investors during their operation of a penny stock company. On summary judgment, the district court found the three defendants liable on several of the Commission's claims. Among other remedies...

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