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KNOWLES v. TD AMERITRADE HOLDING CORP.

No. 19-3684.

2 F.4th 751 (2021)

Russell D. KNOWLES, individually and as attorney in fact and personal representative of the estate of Bernard A. Knowles, on behalf of themselves and all others similarly situated; Plaintiffs-Appellants, v. TD AMERITRADE HOLDING CORPORATION; TD Ameritrade; TD Ameritrade Clearing, Inc.; TD Ameritrade Investment Management, L.L.C., Defendants-Appellees.

United States Court of Appeals, Eighth Circuit.

Filed: June 24, 2021.

Attorney(s) appearing for the Case

Ronald B. Cox , Robert David Proffitt , Proffitt & Cox, Columbia, SC 29223, Jason W. Grains , Lamson & Dugan, Omaha, NE 68114-3743, Alonzo J. Holloway , Brady R. Thomas , Richardson & Patrick, Columbia, SC 29204, for Plaintiff-Appellant.

Victoria H. Buter , Thomas Harlan Dahlk , Kutak & Rock, Omaha, NE 68102-0000, Theodore Kornobis , Stephen G. Topetzes , K & L Gates, L.L.P., Washington, DC 20036-0000, for Defendants-Appellees.

Before BENTON, ERICKSON, and GRASZ, Circuit Judges.

Russell Knowles appeals the district court's2 order dismissing with prejudice his second amended complaint against TD Ameritrade, Inc. and related entities (collectively, "TD Ameritrade"). We affirm.

I. Background

Knowles held a joint taxable brokerage account with TD Ameritrade...

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