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DONELSON v. AMERIPRISE FINANCIAL SERVICES, INC.

Nos. 19-3691, 19-3693.

999 F.3d 1080 (2021)

Mark DONELSON, individually and on behalf of all others similarly situated, Plaintiff-Appellee v. AMERIPRISE FINANCIAL SERVICES, INC., Defendant-Appellant Mark J. Sachse, Defendant James Cracchiolo; Kelli Hunter Petruzillo; Neal Maglaque; Patrick Hugh O'Connell, Defendants-Appellants Mark Donelson, individually and on behalf of all others similarly situated, Plaintiff-Appellee v. Ameriprise Financial Services, Inc., Defendant Mark J. Sachse, Defendant-Appellant James Cracchiolo; Kelli Hunter Petruzillo; Neal Maglaque; Patrick Hugh O'Connell, Defendants.

United States Court of Appeals, Eighth Circuit.

Filed: June 3, 2021.

Attorney(s) appearing for the Case

James F.B. Daniels , McDowell & Rice, Kansas City, MO, for Plaintiff-Appellee.

Carl Stanley Burkhalter , Thomas J. Butler , Julie Portera , Maynard & Cooper, Birmingham, AL, Barry L. Pickens , Spencer & Fane, Overland Park, KS, for Defendants-Appellants in 19-3691.

Michelle M. Arbitrio , Wood & Smith, New York, NY, Jason H. Klein , Wood & Smith, Highlands Ranch, CO, for Defendant-Appellant in 19-3693.

Before GRUENDER, BENTON, and STRAS, Circuit Judges.

Plaintiff Mark Donelson filed suit against Defendants Mark Sachse, Ameriprise Financial Services, Inc., and individual Ameriprise officers (collectively "Defendants"), alleging violations of federal securities law. He also sought to represent other Sachse and Ameriprise clients in a class action. Defendants moved to strike...

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