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UBS FIN. v. ASOCIACION DE EMPLEADOS DEL ESTADO

No. 20-1237, No. 20-1238.

997 F.3d 15 (2021)

UBS FINANCIAL SERVICES, INC.; UBS Financial Services Incorporated of Puerto Rico; UBS Trust Company of Puerto Rico, Petitioners, Appellees, v. ASOCIACION DE EMPLEADOS DEL ESTADO LIBRE ASOCIADO DE PUERTO RICO, Respondent, Appellant. Asociacion De Empleados Del Estado Libre Asociado De Puerto Rico, Plaintiff, Appellant, v. UBS Financial Services, Inc.; UBS Financial Services Incorporated of Puerto Rico; UBS Trust Company of Puerto Rico, Defendants, Appellees.

United States Court of Appeals, First Circuit.

May 7, 2021.

Attorney(s) appearing for the Case

Daniel N. Marx , Boston, MA, with whom William W. Fick , and Fick & Marx LLP, were on brief, for appellant.

Ross E. Firsenbaum , New York, NY, with whom Peter G. Neiman , New York, NY, Ilya Feldsherov , New York, NY, and Wilmer Cutler Pickering Hale and Dorr LLP, were on brief, for appellees.

Before Thompson and Lipez, Circuit Judges, and Laplante, District Judge.

Asociación de Empleados del Estado Libre Asociado de Puerto Rico ("AEELA"), a private financial institution serving Puerto Rico government employees, suffered significant investment losses when the market for municipal bonds in Puerto Rico crashed in 2013. Blaming its exposure...

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