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IN RE TRIANGLE CAPITAL CORP. SECURITIES LITIGATION

No. 19-2162.

988 F.3d 743 (2021)

IN RE: TRIANGLE CAPITAL CORPORATION SECURITIES LITIGATION. LifeWise Family Financial Security, Inc., Plaintiff-Appellant, and Gary W. Holden, individually and on behalf of all others similarly situated; Yun Cheng; Chi Wai Leung; Steven Lynn Koeppel; Susan Marie Koeppel; Geraldine Checkman; Henry Werdenberg; Elias Dagher, Plaintiffs, v. Triangle Capital Corporation; E. Ashton Poole; Steven C. Lilly; Garland S. Tucker, III, Defendants-Appellees.

United States Court of Appeals, Fourth Circuit.

Decided: February 22, 2021.

Attorney(s) appearing for the Case

ARGUED: Patrick Donovan , WOLF HALDENSTEIN ADLER FREEMAN & HERZ, LLP, New York, New York, for Appellant. Ashley Charles Parrish , KING & SPALDING, LLP, Washington, D.C., for Appellees. ON BRIEF: Daniel K. Bryson , WHITFIELD, BRYSON & MASON, LLP, Raleigh, North Carolina, for Appellant. Joshua N. Mitchell , Washington, D.C., Michael R. Smith , B. Warren Pope   Bethany M. Rezek , KING & SPALDING LLP, Atlanta, Georgia, for Appellees.

Affirmed by published opinion. Judge Agee wrote the opinion, in which Judge Wynn and Judge Quattlebaum joined.

LifeWise Family Financial Security, Inc. ("LifeWise") is the lead plaintiff in this securities fraud class action suit against Triangle Capital Corporation ("Triangle") and three of its controlling shareholders— E. Ashton Poole, Steven C. Lilly, and Garland S. Tucker (collectively, "Defendants"). In November 2017, several...

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