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YERANSIAN v. B. RILEY FBR, INC.

No. 19-1310.

984 F.3d 633 (2021)

Tom YERANSIAN, in his representative capacity, Plaintiff-Appellant v. B. RILEY FBR, INC., et al., Defendants-Appellees.

United States Court of Appeals, Eighth Circuit.

Filed: January 4, 2021.

Attorney(s) appearing for the Case

Counsel who presented argument on behalf of the appellant was Diana J. Vogt , of Omaha, NE. The following attorneys also appeared on the appellant brief; Robert S. Sherrets , of Omaha, NE., James L. Schneider , of Omaha, NE.

Counsel who presented argument on behalf of the appellee was Joseph M. Pastore, III , of Stamford, CT. The following attorney also appeared on the appellee brief; Charles Edward Wilbrand , of Lincoln, NE.

Before LOKEN, SHEPHERD, and ERICKSON, Circuit Judges.

In 2009, Aspen Holdings, Inc. ("Aspen"), retained the predecessor of B. Riley FBR, Inc. ("FBR"), an investment banking firm. Aspen agreed in a lengthy Engagement Letter to pay FBR 1.25 percent of the aggregate consideration paid to Aspen's shareholders in the event of an acquisition or merger. In July 2010, Aspen was acquired...

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