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LUIS v. RBC CAPITAL MARKETS, LLC

No. 19-2706.

984 F.3d 575 (2020)

Gary LUIS; Caryl Luis; Gary A. Mentz; Michael J. Vitse; Merri L. Vitse, individually and on behalf of all others similarly situated, Plaintiffs-Appellants v. RBC CAPITAL MARKETS, LLC, Defendant-Appellee

United States Court of Appeals, Eighth Circuit.

Filed: December 28, 2020.

Attorney(s) appearing for the Case

Counsel who presented argument on behalf of the appellant was David A. Goodwin , of Minneapolis, MN. The following attorneys also appeared on the appellant brief; Vernon Jay Vander Weide , of Minneapolis, MN., Daniel E. Gustafson , of Minneapolis, MN., Gregg Martin Fishbein , of Minneapolis, MN., Daniel C. Hedlund , of Minneapolis, MN., Eric S. Taubel , of Minneapolis, MN., Scott D. Hirsch , of Boca Raton, FL.

Counsel who presented argument on behalf of the appellee was James Kevin Langdon, II , of Minneapolis, MN. The following attorneys also appeared on the appellee brief; Kirsten Schubert , of Minneapolis, MN., Michael E. Rowe, III , of Minneapolis, MN.

Before BENTON, SHEPHERD, and KELLY, Circuit Judges.

Gary Luis, Caryl Luis, Gary A. Mentz, Michael J. Vitse, and Merri L. Vitse are former clients of RBC Capital Markets, LLC. Through RBC, the clients invested in reverse convertible notes (RCNs). The clients, individually and for a purported class, sued RBC for breach of contract. The clients alleged that RBC breached its duties...

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