Robert C. AHDERS, Individual Domiciled in California, Plaintiff-Appellant,
v.
SEI PRIVATE TRUST COMPANY, Pennsylvania Corporation; SEI Investments Company, Pennsylvania Corporation; Continental Casualty Company, Illinois Corporation; Certain Underwriters at Lloyd's of London, Unincorporated Association Domiciled in the United Kingdom; Indian Harbor Insurance Company, Delaware Corporation; Nutmeg Insurance Company, Connecticut Corporation; Allied World Assurance Company (U.S.), Incorporated, Delaware Corporation; Arch Insurance Group, Missouri Corporation, Defendants-Appellees.
United States Court of Appeals, Fifth Circuit.https://leagle.com/images/logo.png
Stefan Roane Dandelles , Brendan McGarry , Kaufman Dolowich Voluck, L.L.P., Chicago, IL, George Davidson Fagan , Leake & Andersson, L.L.P., New Orleans, LA, for Defendant-Appellee Certain Underwriters at Lloyd's of London, Unincorporated Association domiciled in the United Kingdom.
Pamela Signorello , Special Counsel, Wiley Rein, L.L.P., Washington, DC, for Defendant-Appellee Indian Harbor Insurance Company, Delaware Corporation.
Seth Andrew Schmeeckle, Esq. , Lugenbuhl, Wheaton, Peck, Rankin & Hubbard, New Orleans, LA, for Defendant-Appellee Nutmeg Insurance Company, Connecticut Corporation.
Judy Y. Barrasso , Michael Anthony Balascio , Barrasso, Usdin, Kupperman, Freeman & Sarver, L.L.C., New Orleans, LA, for Defendant-Appellee Allied World Assurance Company (U.S.), Incorporated, Delaware Corporation.
Alex P. Tilling, Esq. , Leake & Andersson, L.L.P., New Orleans, LA, for Defendant-Appellee Arch Insurance Group, Missouri Corporation.
Before Owen, Chief Judge, and King and Engelhardt, Circuit Judges.
Owen, Chief Judge:
Plaintiffs brought this action against SEI Private Trust Company and SEI Investments Company (collectively, SEI), and SEI's insurers, seeking to hold SEI liable under the control-person provision of Louisiana Securities Law. The district court granted summary judgment to SEI and its insurers, concluding that SEI was not a control...
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