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GENTILE v. SECURITIES & EXCHANGE COM'N

No. 19-2252.

974 F.3d 311 (2020)

Guy GENTILE, Appellant v. SECURITIES & EXCHANGE COMMISSION.

United States Court of Appeals, Third Circuit.

Filed: September 10, 2020.

Attorney(s) appearing for the Case

Adam C. Ford [Argued], Ford O'Brien, 575 5th Avenue, 17th Floor, New York, NY 10017, Counsel for Appellant.

Matthew S. Ferguson [Argued], Samuel M. Forstein , United States Securities & Exchange Commission, 100 F. Street, N.E., Washington, DC 20549, Counsel for Appellee.

Before: HARDIMAN, PORTER, and PHIPPS, Circuit Judges.

OPINION OF THE COURT

Congress often confers significant investigative powers upon administrative agencies, such as the Securities and Exchange Commission. Those powers commonly include the ability to seek testimony and documents through administrative subpoena. In this case, Guy Gentile asserts that the SEC abused...

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