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RUBENSTEIN v. INTERN. VALUE ADVISERS, LLC

No. 19-560-cv August Term 2019.

959 F.3d 541 (2020)

Aaron RUBENSTEIN, Plaintiff-Appellant, v. INTERNATIONAL VALUE ADVISERS, LLC, Charles de Vaulx, Charles de Lardemelle, Defendants-Appellees, Adtalem Global Education Services (f/k/a DeVry Education Group, Inc.), Nominal Defendant-Appellee, John Doe, an unidentified IVA client, Defendant.

United States Court of Appeals, Second Circuit.

Decided May 20, 2020.

Attorney(s) appearing for the Case

Miriam Tauber ( David Lopez , Law Office of David Lopez, Southampton, NY, on the brief), Miriam Tauber Law PLLC, New York, NY, for Plaintiff-Appellant.

Dennis Henry Tracey, III ( Robin Muir , on the brief), Hogan Lovells US LLP, New York, NY, for Defendants-Appellees.

Susan Saltzstein , Skadden, Arps, Slate, Meagher & Flom LLP, New York, NY, for Nominal Defendant-Appellee.

Before: KEARSE, PARKER, and SULLIVAN, Circuit Judges.

Plaintiff-Appellant Aaron Rubenstein appeals from an order of the United States District Court for the Southern District of New York (Engelmayer, J.) dismissing, under Rule 12(b)(6), his complaint alleging violations of Section 16(b) of the Securities Exchange Act of 1934 (the "`34 Act"). The issue presented...

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