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U.S. v. McLELLAN

No. 18-2032.

959 F.3d 442 (2020)

UNITED STATES of America, Appellee, v. Ross MCLELLAN, Defendant, Appellant.

United States Court of Appeals, First Circuit.

May 20, 2020.

Attorney(s) appearing for the Case

Martin Weinberg , with whom Kimberly Homan were on brief, for appellant.

Stephen E. Frank , Assistant United States Attorney, with whom Andrew E. Lelling , United States Attorney, was on brief, for appellee.

Before Howard, Chief Judge, Torruella, and Thompson, Circuit Judges.

Ross McLellan ("McLellan") appeals his convictions of securities and wire fraud as well as conspiracy to commit securities and wire fraud for his leadership role in a scheme to defraud overseas institutional investors by applying hidden commissions on the buying and selling of U.S. securities.

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