1. Home
  2. Browse Decisions
  3. F.3d
  4. 954 F.3d
  5. 954 F.3d 536 (2020)
 

GONNELLA v. U.S. SECURITIES & EXCHANGE COMMISSION

Docket No. 16-3433 August Term 2019.

954 F.3d 536 (2020)

Thomas C. GONNELLA, Petitioner, v. UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Second Circuit.

Decided: April 2, 2020.

Attorney(s) appearing for the Case

Andrew J. Frisch ( Jason D. Wright on the brief), The Law Offices of Andrew J. Frisch, New York, NY, for Petitioner.

Joshua M. Salzman ( Mark B. Stern , Mark R. Freeman , Melissa N. Patterson , Megan Barbero , Daniel Aguilar , Tyce R. Walters , on the brief), for William P. Barr , Attorney General, U.S. Department of Justice, Washington, DC, for Respondent.

Paul G. Alvarez , Senior Counsel ( Dominick V. Freda on the brief), for Michael A. Conley , Solicitor, Securities and Exchange Commission, Washington, DC, for Respondent.

Before: Wesley, Chin, Sullivan, Circuit Judges.

Petitioner Thomas C. Gonnella challenges an Opinion and Order of the Securities and Exchange Commission (the "SEC" or "Commission") finding that he violated section 17(a)(1) of the Securities Act of 1933 (the "Securities Act"), section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act"), and Exchange...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases