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EBBE v. CONCORDE INV. SERVICES, LLC

No. 19-1819.

953 F.3d 172 (2020)

Kenneth EBBE, Petitioner, Appellant, v. CONCORDE INVESTMENT SERVICES, LLC, Respondent, Appellee, Westminster Financial Services, Inc.; Westminster Financial Advisory Corporation; Richard G. Cody; Jill M. Tramontano f/k/a Jill M. Cody, Respondents.

United States Court of Appeals, First Circuit.

March 24, 2020.

Attorney(s) appearing for the Case

John A. Mangones , with whom Godbout Law PLLC was on brief, Boston, MA, for appellant.

Shane Haselbarth , with whom Gerard J. Kowalski and Marshall Dennehey Warner Coleman & Goggin were on brief, Philadelphia, PA, for appellee.

Before Howard, Chief Judge, Selya and Lynch, Circuit Judges.

The question presented is whether the district court erred in confirming, and denying appellant's motion to vacate, a Financial Industry Regulatory Authority ("FINRA") arbitral award which denied certain claims against Concorde Investment Services, LLC ("Concorde"). For different reasons than those used by the district court...

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