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U.S. v. ALTVATER

No. 19-1101.

954 F.3d 45 (2020)

UNITED STATES of America, Appellee, v. Harold ALTVATER, Defendant, Appellant.

United States Court of Appeals, First Circuit.

March 25, 2020.

Attorney(s) appearing for the Case

Robert L. Sheketoff , Boston, MA, for appellant.

Mark T. Quinlivan , Assistant United States Attorney, with whom Andrew E. Lelling , United States Attorney, was on brief, for appellee.

Before Howard, Chief Judge, Lynch and Barron, Circuit Judges.

Dr. Harold Altvater was convicted in 2018 of three counts of securities fraud for insider trading, in violation of 15 U.S.C. §§ 78j(b) & 78ff(a), and 17 C.F.R. § 240.10b-5. The District Court sentenced him to eighteen months' imprisonment followed by a year of supervised release. On appeal, Altvater challenges...

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