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DORMAN v. CHARLES SCHWAB CORP.

No. 18-15281.

934 F.3d 1107 (2019)

Michael F. DORMAN, individually as a Participant in the Schwab Plan Retirement Savings and Investment Plan and on behalf of a class of all those similarly situated, Plaintiff-Appellee, v. The CHARLES SCHWAB CORPORATION; Charles Schwab & Co., Inc.; Schwab Retirement Plan Services, Inc.; Charles Schwab Bank; Charles Schwab Investment Management, Inc.; Walter W. Bettinger III; Charles R. Schwab; Joseph R. Martinetto; Martha Tuma; Jay Allen; Dave Callahan; John C. Clark, Defendants-Appellants.

United States Court of Appeals, Ninth Circuit.

Filed August 20, 2019.

Attorney(s) appearing for the Case

Howard Shapiro (argued), Stacey C.S. Cerrone , and Tulio D. Chirinos , Proskauer Rose LLP, New Orleans, Louisiana; Myron D. Rumeld , Proskauer Rose LLP, New York, New York; John E. Roberts , Proskauer Rose LLP, Boston, Massachusetts; for Defendants-Appellants.

James Bloom (argued), Todd M. Schneider , and Kyle G. Bates , Schneider Wallace Cottrell Konecky Wotkyns LLP, Emeryville, California; Todd S. Collins , Eric Lechtzin , Shanon J. Carson , and Ellen T. Noteware , Berger Montague PC, Philadelphia, Pennsylvania; for Plaintiff-Appellee.

Before: Ronald M. Gould and Sandra S. Ikuta, Circuit Judges, and Benita Y. Pearson, District Judge.

OPINION

Defendants appeal the district court's denial of their motion to compel individual arbitration in an ERISA action filed by Michael Dorman, a former participant in the Schwab Retirement Savings and Investment Plan (the "Plan"). Dorman participated in a defined...

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