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ALONSO v. WEISS

Nos. 18-1740 18-1791.

932 F.3d 995 (2019)

Michael ALONSO, individually and derivatively on behalf of Nutmeg/Mercury Fund, LLP (hereinafter within this caption Mercury Fund, LLP), et al., Plaintiffs-Appellants, and Randall S. Goulding, Plaintiff-Appellant, v. Leslie J. WEISS and Barnes & Thornburg, Defendants-Appellees.

United States Court of Appeals, Seventh Circuit.

Decided August 6, 2019.

Attorney(s) appearing for the Case

Eric W. Berry , Attorney, Berry Law PLLC, New York, NY, Adam B. Goodman , Attorney, Goodman Tovrov Hardy & Johnson LLC, Chicago, IL, for Plaintiffs-Appellants Michael Alonso, Donald Chermel, Clifford Cross, Daniel Ford, Donald S. Monopoli.

Randall S. Goulding, pro se.

Timothy J. Miller , Attorney, Stephen Novack , Attorney, Rebekah H. Parker , Attorney, Andrew P. Shelby , Attorney, Novack & Macey LLP, Chicago, IL, for Defendants-Appellees.

Before Sykes, Scudder, and St. Eve, Circuit Judges.

This appeal centers on the performance of the court-appointed receiver of financial advisory firm Nutmeg Group, LLC. The district court appointed the receiver after the Securities and Exchange Commission initiated an enforcement action against Nutmeg and its managing member, Randall Goulding. Against the Commission's allegations...

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