1. Home
  2. Browse Decisions
  3. F.3d
  4. 922 F.3d
  5. 922 F.3d 468 (2019)
 

ROBARE GROUP, LTD. v. S.E.C.

No. 16-1453.

922 F.3d 468 (2019)

The ROBARE GROUP, LTD., et al., Petitioners v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided April 30, 2019.

Attorney(s) appearing for the Case

Heidi E. VonderHeide argued the cause for petitioners. With her on the briefs was Alan M. Wolper .

Daniel E. Matro , Senior Counsel, U.S. Securities and Exchange Commission, argued the cause for respondent. With him on the brief was John W. Avery , Deputy Solicitor.

Before: Rogers, Millett, and Katsas, Circuit Judges.

The Robare Group, an investment adviser, and its principals petition for review of the decision of the Securities and Exchange Commission that they violated Section 206(2) and Section 207 of the Investment Advisers Act, 15 U.S.C. §§ 80b-6(2), 80b-7. They contend that the Commission's findings of inadequate disclosure...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases