TEETS v. GREAT-WEST LIFE & ANNUITY INS. CO.

No. 18-1019.

919 F.3d 1232 (2019)

John TEETS, Plaintiff-Appellant, v. GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY, Defendant-Appellee, AARP; AARP Foundation; American Council of Life Insurers, Amici Curiae.

United States Court of Appeals, Tenth Circuit.

FILED March 27, 2019.


Attorney(s) appearing for the Case

Peter K. Stris , Stris & Maher LLP, Los Angeles, California ( Rachana A. Pathak , John Stokes , Stris & Maher LLP, Los Angeles, California; Nina Wasow , Todd F. Jackson , Feinberg, Jackson, Worthman & Wasow LLP, Oakland, California; Todd Schneider , Mark Johnson , James Bloom , Schneider Wallace Cottrell Konecky Wotkyns LLP, Emeryville, California; Scot Bernstein , Law Offices of Scot D. Bernstein, P.C., Folsom, California; Garret W. Wotkyns , Michael McKay , Schneider Wallace Cottrell Konecky Wotkyns LLP, Scottsdale, Arizona; Erin Riley , Matthew Gerend , Keller Rohrback LLP, Seattle, Washington; Jeffrey Lewis , Keller Rohrback LLP, Oakland, California, with him on the brief), for the Plaintiff-Appellant.

Carter G. Phillips , Sidley Austin LLP, Washington, D.C. ( Michael L. O'Donnell , Edward C. Stewart , Wheeler Trigg O'Donnell LLP, Denver, Colorado; Joel S. Feldman , Mark B. Blocker , Sidley Austin LLP, Chicago, Illinois, with him on the brief), for the Defendant-Appellee.

William Alvarado Rivera , ( Mary E. Signorille , AARP Foundation Litigation, Washington, D.C. with him on the brief) for AARP and AARP Foundation Litigation, Amici Curiae.

James F. Jorden , ( Waldemar J. Pflepsen, Jr. , Carlton Fields Jorden Burt, P.A., Washington D.C.; and Michael A. Valerio , Carlton Fields Jorden Burt, P.A., Hartford, Connecticut with him on the brief), for American Council of Life Insurers, Amicus Curiae.

Nancy G. Ross , Mayer Brown LLP, Chicago, Illinois, ( Jed W. Glickstein , Mayer Brown LLP, Chicago, Illinois; Brian D. Netter , Mayer Brown LLP, Washington, D.C.; Steven P. Lehotsky , U.S. Chamber Litigation Center, Washington, D.C.; Janet M. Jacobson , Washington, D.C., with her on the brief), for the Chamber of Commerce of the United State of America and the American Benefits Council, Amici Curiae.

Before MATHESON, BACHARACH, and McHUGH, Circuit Judges.


Great-West Life Annuity and Insurance Company ("Great-West") manages an investment fund that guarantees investors will never lose their principal or the interest they accrue. It offers the fund to employers as an investment option for their employees' retirement savings plans, which are governed by the Employee Retirement...

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