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NIELEN-THOMAS v. CONCORDE INV. SERVICES, LLC

No. 18-2875.

914 F.3d 524 (2019)

Susan NIELEN-THOMAS, Plaintiff-Appellant, v. CONCORDE INVESTMENT SERVICES, LLC, et al., Defendants-Appellees.

United States Court of Appeals, Seventh Circuit.

Decided January 24, 2019.

Attorney(s) appearing for the Case

Ami Annette Regele , Michael H. Schaalman , Attorneys, HALLING & CAYO, S.C., Milwaukee, WI, for Plaintiff-Appellant.

Marc S. Ehrlich , Attorney, REIF LAW GROUP, P.C., Los Angeles, CA, Sarah A. Zylstra , Attorney, BOARDMAN & CLARK LLP, Madison, WI, for Defendant-Appellee CONCORDE INVESTMENT SERVICES, LLC.

Peyton Barkley Engel , Andrew W. Erlandson , Attorneys, HURLEY, BURISH & STANTON, S.C., Madison, WI, for Defendant-Appellee FORTUNE FINANCIAL SERVICES, INCORPORATED.

Donald Albert Daugherty, Jr. , Attorney, GODFREY & KAHN S.C., Milwaukee, WI, Dana Gloor , Attorney, MILES & STOCKBRIDGE P.C., Baltimore, MD, for Defendant-Appellee TD AMERITRADE.

Laura E. Callan , Ted Waskowski, Attorneys, STAFFORD ROSENBAUM LLP, Madison, WI, for Defendant-Appellee WISCONSIN RIVER BANK.

Nicholas L. Hahn , Attorney, NICHOLAS HAHN, Oshkosh, WI, for Defendant-Appellee WISCONSIN INVESTMENT SERVICES, LLC.

Before Flaum, Kanne, and Hamilton, Circuit Judges.

Susan Nielen-Thomas, on behalf of herself and others similarly situated, filed a complaint in Wisconsin state court alleging she and other class members were defrauded by their investment advisor. Defendants removed the case to federal court. They then argued the action should be dismissed because it was a "covered class action...

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