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U.S. v. KLEIN

Docket No. 17-3355 August Term, 2018.

913 F.3d 73 (2019)

UNITED STATES of America, Appellee, v. Tibor KLEIN, Defendant, Robert Schulman, Defendant-Appellant.

United States Court of Appeals, Second Circuit.

Decided: January 10, 2019.

Attorney(s) appearing for the Case

MARK D. HARRIS ( John E. Roberts , on the brief), Proskauer Rose LLP, New York, New York, for Defendant-Appellant.

DAVID C. PITLUCK , Assistant United States Attorney ( Jo Ann M. Navickas and Julia Nestor , Assistant United States Attorneys, on the brief), for Richard P. Donoghue, United States Attorney for the Eastern District of New York, Brooklyn, New York, for Appellee.

Before: Katzmann, Chief Judge, Kearse and Chin, Circuit Judges.

This securities fraud case calls upon us to review whether there was sufficient evidence of criminal intent to sustain a judgment of conviction against a tipper who did not directly trade on material, non-public information but rather shared it with a tippee who did. Robert Schulman appeals from a judgment entered...

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