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TAKSIR v. VANGUARD GROUP

No. 17-3585.

903 F.3d 95 (2018)

Alex TAKSIR; Orit Taksir, on behalf of all others similarly situated v. The VANGUARD GROUP, Appellant

United States Court of Appeals, Third Circuit.

Filed: September 4, 2018.

Attorney(s) appearing for the Case

Stuart T. Steinberg, Esq. [ARGUED], Selby P. Brown, Esq. , Ellen L. Mossman , Dechert LLP, Cira Centre, 2929 Arch Street, Philadelphia, PA 19104, Counsel for Appellant.

Christopher L. Nelson, Esq. [ARGUED], James M. Ficaro, Esq. , The Weiser Law Firm, P.C., 22 Cassatt Avenue, First Floor, Berwyn, PA 19312, Samuel L. Rosenberg , 15 Astor Place, Monsey, New York 10952, Counsel for Appellees.

Before: SMITH, Chief Judge, CHAGARES, and FUENTES, Circuit Judges.

OPINION

In this matter, we consider whether the Securities Litigation Uniform Standards Act of 1998 ("SLUSA"), 15 U.S.C. § 78bb, bars investors' claims that their broker overcharged them and similarly situated plaintiffs for the execution of certain securities transactions...

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